Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Alan Ross | 404927 | 13 | 03/08/2005 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Quinn | 2205924 | 2 | 02/09/2005 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| James Gerald Bailey | 2216823 | 2 | 02/09/2005 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| John Andrew Swanson | 2788822 | 4 | 02/04/2005 | Customer Dispute | Settled | $1,261,300.00 | $0.00 | See FINRA Report |
| Scott Mitchell Lask | 1197268 | 18 | 10/22/2004 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| John Andrew Swanson | 2788822 | 4 | 07/30/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 07/12/2004 | Customer Dispute | Settled | $262,000.00 | $0.00 | See FINRA Report |
| Richard Scott Graham | 1898337 | 3 | 04/26/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 02/25/2004 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Dreux McNairy | 329942 | 2 | 09/05/2003 | Customer Dispute | Settled | $258,000.00 | $0.00 | See FINRA Report |