Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Frank Rubinstein | 2202103 | 1 | 07/15/2008 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Terence Douglas Welsh | 2270902 | 4 | 10/22/2007 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Christopher Andrew Henderson | 3147515 | 2 | 07/24/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vincent Burke | 4540377 | 3 | 05/16/2007 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| William Henry Sandeman | 831384 | 3 | 08/28/2006 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| John Andrew Swanson | 2788822 | 4 | 05/04/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Ian Stieff | 2015785 | 3 | 05/01/2006 | Customer Dispute | Settled | $171,480.00 | $0.00 | See FINRA Report |
| Phillip Breton Ruggeiro | 1543491 | 1 | 07/29/2005 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Dru W Argue | 2399234 | 2 | 05/02/2005 | Customer Dispute | Settled | $259,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 04/22/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |