Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Thomas Aaron | 2619073 | 2 | 09/30/2011 | Customer Dispute | Settled | $951,135.00 | $0.00 | See FINRA Report |
| Thomas A Packer | 1805351 | 5 | 09/23/2011 | Customer Dispute | Settled | $1,465,320.00 | $0.00 | See FINRA Report |
| David Campbell Smith | 2226849 | 2 | 02/18/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Bradley Lester Swain | 2642336 | 3 | 01/05/2010 | Customer Dispute | Settled | $4,500,000.00 | $0.00 | See FINRA Report |
| John Mark Wilkinson | 812879 | 2 | 01/04/2010 | Customer Dispute | Settled | $9,950.68 | $0.00 | See FINRA Report |
| David Roger Hirons | 2424566 | 5 | 12/08/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Gregory Lawrence Jacobs | 3056412 | 1 | 06/30/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Paul Mark Bonaccini | 2071614 | 3 | 04/23/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Spencer | 1124264 | 2 | 10/09/2008 | Customer Dispute | Settled | $21,133.10 | $0.00 | See FINRA Report |
| Kenneth Marc Hutkin | 1344519 | 5 | 10/08/2008 | Customer Dispute | Settled | $52,958.00 | $0.00 | See FINRA Report |