Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Arthur McGrail | 1687397 | 1 | 08/30/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry William Milliken | 1022665 | 3 | 06/24/1991 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| David Charles Seymour | 806254 | 1 | 11/27/1990 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Franklin Roosevelt Farr | 204679 | 2 | 06/01/1986 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Charles Paul Lazzaro | 304489 | 9 | 12/10/1982 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Lee Handley Burton | 36737 | 1 | 12/08/1982 | Customer Dispute | Settled | $80,660,000.00 | $0.00 | See FINRA Report |
| Mark Fletcher Blalock | 841967 | 10 | 07/01/1982 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Norman Joel Caris | 40535 | 5 | 01/01/1972 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Frederic Limmer | 1445011 | 1 | 11/30/-0001 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Eddie Shu Fung | 2622816 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |