Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Charles Paul Lazzaro | 304489 | 9 | 12/10/1982 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
Mark Fletcher Blalock | 841967 | 10 | 07/01/1982 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Eddie Shu Fung | 2622816 | 3 | 11/30/-0001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Robert Frederic Limmer | 1445011 | 1 | 11/30/-0001 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |