Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Susan Marcia Golomb | 1009323 | 1 | 07/02/1996 | Customer Dispute | Settled | $512,284.00 | $0.00 | See FINRA Report |
| Rodney Louis Caudillo | 2155863 | 3 | 04/11/1996 | Customer Dispute | Settled | $15,021.00 | $0.00 | See FINRA Report |
| Larry William Milliken | 1022665 | 3 | 01/26/1996 | Customer Dispute | Settled | $71,130.00 | $0.00 | See FINRA Report |
| Robert Francis Tansey | 1222751 | 2 | 12/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Franchella | 1245432 | 2 | 11/25/1994 | Customer Dispute | Settled | $20,350.00 | $0.00 | See FINRA Report |
| Kenneth Marc Hutkin | 1344519 | 5 | 06/24/1993 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Kurt Edwin Markgraf | 1278128 | 2 | 10/28/1992 | Customer Dispute | Settled | $13,675.00 | $0.00 | See FINRA Report |
| Kenneth Marc Hutkin | 1344519 | 5 | 06/11/1992 | Customer Dispute | Settled | $291,000.00 | $0.00 | See FINRA Report |
| John Franklin Joyce | 262451 | 5 | 04/01/1992 | Customer Dispute | Settled | $160,000.00 | $0.00 | See FINRA Report |
| John Mark Wilkinson | 812879 | 2 | 10/01/1991 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |