Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Mitchell Lask | 1197268 | 18 | 01/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Mitchell Lask | 1197268 | 18 | 11/18/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Fletcher Blalock | 841967 | 10 | 03/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robin Curt Holcomb | 1540021 | 7 | 10/11/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Mitchell Lask | 1197268 | 18 | 07/18/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Francis Cleary | 2676518 | 3 | 04/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean Daniel Trager | 4308765 | 1 | 04/02/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodney Louis Caudillo | 2155863 | 4 | 10/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Scott Rogers | 2209708 | 2 | 07/01/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Mitchell Lask | 1197268 | 18 | 06/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |