Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sherry Lee Tejeda | 2478647 | 1 | 08/01/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Mark Almy | 1059866 | 2 | 02/15/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen John Massocca | 724782 | 1 | 01/23/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Coleman Lettice | 1201408 | 4 | 04/25/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mitchell Mark Almy | 1059866 | 2 | 10/31/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Frank | 1544503 | 8 | 09/30/2003 | Customer Dispute | Final | $2,000,000.00 | $0.00 | See FINRA Report |
| Eddie Shu Fung | 2622816 | 3 | 09/08/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Coleman Lettice | 1201408 | 4 | 05/25/1984 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Franklin Roosevelt Farr | 204679 | 2 | 06/02/1972 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |