Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles J Hilliard | 2827723 | 4 | 10/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Guadalupe Arendt | 2963094 | 1 | 03/21/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Lee Olson | 1903253 | 2 | 09/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Arnold | 2854371 | 3 | 01/13/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Wendy Lee Olson | 1903253 | 2 | 12/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas John Galloway | 4220493 | 3 | 10/20/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Duvall Lee | 2642980 | 4 | 10/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Duvall Lee | 2642980 | 4 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Joseph Arnold | 2854371 | 3 | 10/08/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Duvall Lee | 2642980 | 4 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |