Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Blair Knoth | 869097 | 2 | 09/18/1998 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Scott Titus | 720801 | 1 | 04/01/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Rodney Louis Caudillo | 2155863 | 4 | 04/11/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Robert Nelson Sperling | 1230664 | 1 | 12/31/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Benjamin James | 1627261 | 1 | 10/08/1990 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Patrick Coleman Lettice | 1201408 | 4 | 01/16/1984 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |