Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott David Olsson | 3074433 | 1 | 12/02/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Ian Stieff | 2015785 | 3 | 11/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Charles J Hilliard | 2827723 | 4 | 09/04/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Moshe Katri | 2192511 | 1 | 07/17/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ali Iman Matin | 5971263 | 1 | 02/24/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Arnold | 2854371 | 3 | 09/12/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tuan Minh Tran | 4163921 | 1 | 06/29/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Aaron | 2619073 | 2 | 10/04/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Chadwick C Collins | 2597677 | 8 | 06/08/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Swanson | 2788822 | 4 | 11/15/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |