Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gary Allan Coover | 53780 | 1 | 05/25/2004 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| David Roger Hirons | 2424566 | 5 | 06/23/2003 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher Andrew Henderson | 3147515 | 2 | 07/10/2002 | Customer Dispute | Denied | $32,814.40 | $0.00 | See FINRA Report |
| Michael F Stuart | 2346444 | 2 | 06/20/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Ward | 1805369 | 3 | 04/30/2002 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| Mark David Browning | 2266097 | 3 | 03/27/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Ward | 1805369 | 3 | 03/25/2002 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 08/31/2001 | Customer Dispute | Denied | $5,551.00 | $0.00 | See FINRA Report |
| Dru W Argue | 2399234 | 2 | 07/18/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Daniel Francis Deymonaz | 1409082 | 1 | 01/22/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |