Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Barry Alan Ross | 404927 | 13 | 07/29/2016 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Kevin James Jordan | 2677951 | 1 | 10/27/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Scott Rogers | 2209708 | 2 | 08/20/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lawrence Staples Brown | 1030908 | 1 | 05/01/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 04/16/2013 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Sesny | 2538136 | 2 | 07/06/2012 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Phillip Fisher Frink | 214873 | 2 | 03/05/2012 | Customer Dispute | Denied | $4,457,450.00 | $0.00 | See FINRA Report |
| Michael Duane Krmpotich | 275679 | 3 | 12/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Emerson Friedman | 2489162 | 2 | 05/26/2010 | Customer Dispute | Denied | $8,366.00 | $0.00 | See FINRA Report |
| Douglas John Galloway | 4220493 | 3 | 07/15/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |