Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Breton Ruggeiro | 1543491 | 1 | 07/29/2005 | Customer Dispute | Settled | $220,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 07/01/2005 | Customer Dispute | Denied | $185,000.00 | $0.00 | See FINRA Report |
| Dru W Argue | 2399234 | 2 | 05/02/2005 | Customer Dispute | Settled | $259,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 04/22/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 03/08/2005 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Kevin Michael Quinn | 2205924 | 2 | 02/09/2005 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| James Gerald Bailey | 2216823 | 2 | 02/09/2005 | Customer Dispute | Settled | $130,000.00 | $0.00 | See FINRA Report |
| John Andrew Swanson | 2788822 | 4 | 02/04/2005 | Customer Dispute | Settled | $1,261,300.00 | $0.00 | See FINRA Report |
| Scott Mitchell Lask | 1197268 | 18 | 10/22/2004 | Customer Dispute | Settled | $98,000.00 | $0.00 | See FINRA Report |
| Vincent Burke | 4540377 | 3 | 09/02/2004 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |