Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Andrew Henderson | 3147515 | 2 | 07/24/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Vincent Burke | 4540377 | 3 | 05/16/2007 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Kurt Edwin Markgraf | 1278128 | 2 | 03/27/2007 | Customer Dispute | Closed-No Action | $1,000,000.00 | $0.00 | See FINRA Report |
| William Henry Sandeman | 831384 | 3 | 08/28/2006 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Robert Emerson Friedman | 2489162 | 2 | 06/23/2006 | Customer Dispute | Pending | $24,383.40 | $0.00 | See FINRA Report |
| John Andrew Swanson | 2788822 | 4 | 05/04/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Daniel Ian Stieff | 2015785 | 3 | 05/01/2006 | Customer Dispute | Settled | $171,480.00 | $0.00 | See FINRA Report |
| Kevin Michael Quinn | 2205924 | 2 | 01/03/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Gerald Bailey | 2216823 | 2 | 01/03/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stefano Safaei | 3048736 | 3 | 08/01/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |