Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas A Packer | 1805351 | 5 | 09/25/2009 | Customer Dispute | Award / Judgment | $147,500.00 | $228,964.00 | See FINRA Report |
| Douglas John Galloway | 4220493 | 3 | 07/15/2009 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Gregory Lawrence Jacobs | 3056412 | 1 | 06/30/2009 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Richard Scott Graham | 1898337 | 3 | 05/12/2009 | Customer Dispute | Award / Judgment | $0.00 | $3,045,870.00 | See FINRA Report |
| Paul Mark Bonaccini | 2071614 | 3 | 04/23/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Terence Douglas Welsh | 2270902 | 4 | 03/19/2009 | Customer Dispute | Withdrawn | $300,000.00 | $0.00 | See FINRA Report |
| Paul Mark Bonaccini | 2071614 | 3 | 03/16/2009 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Spencer | 1124264 | 2 | 12/06/2008 | Customer Dispute | Denied | $24,010.00 | $0.00 | See FINRA Report |
| Gene Sam Wong | 1598327 | 1 | 10/10/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jeffrey Mark Spencer | 1124264 | 2 | 10/09/2008 | Customer Dispute | Settled | $21,133.10 | $0.00 | See FINRA Report |