Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas A Packer | 1805351 | 5 | 09/23/2011 | Customer Dispute | Settled | $1,465,320.00 | $0.00 | See FINRA Report |
| John Scott Alling | 1013684 | 2 | 12/22/2010 | Customer Dispute | Award / Judgment | $25,000.00 | $12,371.00 | See FINRA Report |
| Michael Duane Krmpotich | 275679 | 3 | 12/01/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Ward | 1805369 | 3 | 06/04/2010 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Richard Scott Graham | 1898337 | 3 | 06/04/2010 | Customer Dispute | Closed-No Action | $500,000.00 | $0.00 | See FINRA Report |
| Robert Emerson Friedman | 2489162 | 2 | 05/26/2010 | Customer Dispute | Denied | $8,366.00 | $0.00 | See FINRA Report |
| David Campbell Smith | 2226849 | 2 | 02/18/2010 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Bradley Lester Swain | 2642336 | 3 | 01/05/2010 | Customer Dispute | Settled | $4,500,000.00 | $0.00 | See FINRA Report |
| John Mark Wilkinson | 812879 | 2 | 01/04/2010 | Customer Dispute | Settled | $9,950.68 | $0.00 | See FINRA Report |
| David Roger Hirons | 2424566 | 5 | 12/08/2009 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |