Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Staples Brown | 1030908 | 1 | 05/01/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 04/16/2013 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Thomas A Packer | 1805351 | 5 | 08/23/2012 | Customer Dispute | Settled | $7,203.30 | $0.00 | See FINRA Report |
| Kevin Michael Sesny | 2538136 | 2 | 07/06/2012 | Customer Dispute | Denied | $70,000.00 | $0.00 | See FINRA Report |
| Anthony Duvall Lee | 2642980 | 4 | 06/06/2012 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Rodney Louis Caudillo | 2155863 | 4 | 03/19/2012 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Phillip Fisher Frink | 214873 | 2 | 03/05/2012 | Customer Dispute | Denied | $4,457,450.00 | $0.00 | See FINRA Report |
| Phillip Fisher Frink | 214873 | 2 | 02/24/2012 | Customer Dispute | Settled | $5,000,000.00 | $0.00 | See FINRA Report |
| Bradley Lester Swain | 2642336 | 3 | 02/02/2012 | Customer Dispute | Settled | $12,210.00 | $0.00 | See FINRA Report |
| Michael Thomas Aaron | 2619073 | 2 | 09/30/2011 | Customer Dispute | Settled | $951,135.00 | $0.00 | See FINRA Report |