Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kenneth Marc Hutkin | 1344519 | 5 | 02/20/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Roger Hirons | 2424566 | 5 | 08/26/2019 | Customer Dispute | Settled | $712,080.00 | $0.00 | See FINRA Report |
| Scott Alan Smallman | 1022862 | 1 | 07/08/2019 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Joel Dale Farnsworth | 1980052 | 3 | 04/29/2019 | Customer Dispute | Settled | $600,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 11/15/2018 | Customer Dispute | Settled | $998,000.00 | $0.00 | See FINRA Report |
| John Blair Knoth | 869097 | 2 | 08/22/2018 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Antoni Enrique Lucas | 2050284 | 2 | 08/14/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Timothy Joseph Canty | 5859611 | 1 | 04/17/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles J Hilliard | 2827723 | 4 | 12/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Allen Hegstrom | 1761015 | 2 | 11/04/2016 | Customer Dispute | Denied | $94,000.00 | $0.00 | See FINRA Report |