Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Michael Miller | 1133692 | 2 | 04/06/1998 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Daniel Ian Stieff | 2015785 | 3 | 03/27/1997 | Customer Dispute | Settled | $475,000.00 | $0.00 | See FINRA Report |
| Marc Michael Miller | 1133692 | 2 | 03/14/1997 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Rodney Louis Caudillo | 2155863 | 4 | 04/11/1996 | Customer Dispute | Settled | $15,021.00 | $0.00 | See FINRA Report |
| Robert Allen Skillestad | 1633273 | 1 | 09/28/1995 | Customer Dispute | Award / Judgment | $344,851.00 | $121,875.00 | See FINRA Report |
| Robert Francis Tansey | 1222751 | 2 | 12/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kenneth Marc Hutkin | 1344519 | 5 | 06/24/1993 | Customer Dispute | Settled | $18,000.00 | $0.00 | See FINRA Report |
| Kurt Edwin Markgraf | 1278128 | 2 | 10/28/1992 | Customer Dispute | Settled | $13,675.00 | $0.00 | See FINRA Report |
| Kenneth Marc Hutkin | 1344519 | 5 | 06/11/1992 | Customer Dispute | Settled | $291,000.00 | $0.00 | See FINRA Report |
| John Mark Wilkinson | 812879 | 2 | 10/01/1991 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |