Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wedbush Securities Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Robert Ward | 1805369 | 3 | 04/30/2002 | Customer Dispute | Denied | $450,000.00 | $0.00 | See FINRA Report |
| Mark David Browning | 2266097 | 3 | 03/27/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Robert Ward | 1805369 | 3 | 03/25/2002 | Customer Dispute | Denied | $75,000.00 | $0.00 | See FINRA Report |
| Eddie Shu Fung | 2622816 | 3 | 01/31/2002 | Customer Dispute | Settled | $865,000.00 | $0.00 | See FINRA Report |
| Roc William Willis | 1110815 | 2 | 01/14/2002 | Customer Dispute | Settled | $1,700,000.00 | $0.00 | See FINRA Report |
| Mark David Browning | 2266097 | 3 | 10/26/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark David Browning | 2266097 | 3 | 10/03/2001 | Customer Dispute | Settled | $212,216.00 | $0.00 | See FINRA Report |
| Calvin James Heck | 1025767 | 1 | 09/10/2001 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Barry Alan Ross | 404927 | 13 | 08/31/2001 | Customer Dispute | Denied | $5,551.00 | $0.00 | See FINRA Report |
| Roc William Willis | 1110815 | 2 | 08/07/2001 | Customer Dispute | Settled | $20,000,000.00 | $0.00 | See FINRA Report |