Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wintrust Investments LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Grant Craig | 4527891 | 2 | 08/17/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James John Rapp | 2116778 | 2 | 11/19/1991 | Customer Dispute | Award / Judgment | $8,027.78 | $6,686.50 | See FINRA Report |
| Brian Grant Craig | 4527891 | 2 | 12/06/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |