Our Staff has compiled our research into a database of FINRA Broker Disclosures for Wintrust Investments LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Peter Sloan | 2178871 | 8 | 08/13/2007 | Customer Dispute | Denied | $15,787.00 | $0.00 | See FINRA Report |
| Timothy John Notaro | 1355563 | 3 | 07/01/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James John Rapp | 2116778 | 2 | 05/20/2004 | Customer Dispute | Denied | $5,500.00 | $0.00 | See FINRA Report |
| Robert Allen Paneral | 2297786 | 1 | 02/07/2000 | Customer Dispute | Denied | $5,184.00 | $0.00 | See FINRA Report |
| Joseph Anthony Vitale | 2443426 | 3 | 07/29/1999 | Customer Dispute | Denied | $96,000.00 | $0.00 | See FINRA Report |
| Joseph Anthony Vitale | 2443426 | 3 | 07/29/1999 | Customer Dispute | Denied | $72,048.00 | $0.00 | See FINRA Report |