Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Trust Company of America Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Spaulding Rule | 1613163 | 9 | 10/15/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Alan Golden | 2111702 | 4 | 06/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Spaulding Rule | 1613163 | 9 | 10/24/2011 | Customer Dispute | Settled | $264,343.00 | $0.00 | See FINRA Report |
| Lawrence Spaulding Rule | 1613163 | 9 | 12/29/2010 | Customer Dispute | Award / Judgment | $780,000.00 | $213,725.00 | See FINRA Report |
| Lawrence Spaulding Rule | 1613163 | 9 | 08/09/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Joseph Gilbert | 1534253 | 10 | 07/06/2010 | Customer Dispute | Settled | $12,520.30 | $0.00 | See FINRA Report |
| Lawrence Spaulding Rule | 1613163 | 9 | 09/10/2008 | Customer Dispute | Settled | $321,400.00 | $0.00 | See FINRA Report |
| Steven Joseph Gilbert | 1534253 | 10 | 05/11/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Steven Joseph Gilbert | 1534253 | 10 | 07/13/2004 | Customer Dispute | Denied | $13,000.00 | $0.00 | See FINRA Report |
| Todd Andrew Hammer | 2317374 | 1 | 06/23/2003 | Customer Dispute | Denied | $87,896.60 | $0.00 | See FINRA Report |