Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Trust Company of America Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Joseph Gilbert | 1534253 | 10 | 01/31/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Gilbert | 1534253 | 10 | 02/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lawrence Spaulding Rule | 1613163 | 9 | 10/24/2011 | Customer Dispute | Settled | $264,343.00 | $0.00 | See FINRA Report |
| Steven Joseph Gilbert | 1534253 | 10 | 07/06/2010 | Customer Dispute | Settled | $12,520.30 | $0.00 | See FINRA Report |
| Lawrence Spaulding Rule | 1613163 | 9 | 09/10/2008 | Customer Dispute | Settled | $321,400.00 | $0.00 | See FINRA Report |
| Steven Joseph Gilbert | 1534253 | 10 | 05/11/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Steven Joseph Gilbert | 1534253 | 10 | 09/25/2002 | Customer Dispute | Settled | $517,260.00 | $0.00 | See FINRA Report |
| Steven Joseph Gilbert | 1534253 | 10 | 07/31/2001 | Customer Dispute | Settled | $6,100.00 | $0.00 | See FINRA Report |
| Lawrence Spaulding Rule | 1613163 | 9 | 02/13/2001 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |