Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Trust Company of America Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexis Enrique Medina Tovar | 6110101 | 1 | 02/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Spaulding Rule | 1613163 | 9 | 10/15/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Emil Marone | 2651141 | 1 | 03/15/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jed E Bandes | 722806 | 1 | 03/29/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lawrence Spaulding Rule | 1613163 | 9 | 09/18/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |