Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Trust Company of America Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Spaulding Rule | 1613163 | 9 | 12/29/2010 | Customer Dispute | Award / Judgment | $780,000.00 | $213,725.00 | See FINRA Report |
| Steven Joseph Gilbert | 1534253 | 10 | 11/10/1987 | Customer Dispute | Award / Judgment | $0.00 | $1,650.00 | See FINRA Report |