Our Staff has compiled our research into a database of FINRA Broker Disclosures for Mutual Trust Company of America Securities. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Spaulding Rule | 1613163 | 9 | 06/10/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence Spaulding Rule | 1613163 | 9 | 02/14/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Joseph Gilbert | 1534253 | 10 | 01/31/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven Joseph Gilbert | 1534253 | 10 | 12/28/2018 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Keith Alan Golden | 2111702 | 4 | 05/23/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Joseph Gilbert | 1534253 | 10 | 02/08/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith Alan Golden | 2111702 | 4 | 04/18/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Alan Golden | 2111702 | 4 | 02/08/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Joseph Gilbert | 1534253 | 10 | 01/17/2017 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Alexis Enrique Medina Tovar | 6110101 | 1 | 02/24/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |