Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thurston Springer Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradford Cooper Hagerman | 233319 | 4 | 07/06/2006 | Customer Dispute | Settled | $1,475,410.00 | $0.00 | See FINRA Report |
| Nancy Jean Antonelli | 2958720 | 1 | 07/15/2005 | Customer Dispute | Settled | $137,931.00 | $0.00 | See FINRA Report |
| Karen Le'Ellen Coker | 2731928 | 1 | 07/06/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Andrew Mazer | 1609648 | 4 | 10/14/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joshua Andrew Mazer | 1609648 | 4 | 09/05/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Bradley Louis Rozema | 703960 | 4 | 10/20/1998 | Customer Dispute | Award / Judgment | $950,000.00 | $499,000.00 | See FINRA Report |
| Daniel J Cohen | 2224298 | 1 | 11/19/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 01/27/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Terry Richard Holcomb | 1618936 | 2 | 08/28/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Terry Richard Holcomb | 1618936 | 2 | 07/24/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |