Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thurston Springer Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeannette Ann Adcock | 1432053 | 15 | 11/20/2017 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Paul William Murans | 3266607 | 8 | 10/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Kulback Simon | 2923912 | 5 | 09/26/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tania Lashae Smith | 5208859 | 9 | 08/10/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 08/07/2017 | Customer Dispute | Closed-No Action | $28,516.00 | $0.00 | See FINRA Report |
| Tania Lashae Smith | 5208859 | 9 | 08/04/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 05/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 04/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thompson Sylvester Phillips | 843039 | 2 | 04/10/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 01/09/2017 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |