Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thurston Springer Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeannette Ann Adcock | 1432053 | 15 | 04/19/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeannette Ann Adcock | 1432053 | 15 | 01/09/2017 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Susan Rae Donohue | 2209921 | 1 | 12/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Michael Connolly | 2816098 | 2 | 08/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul William Murans | 3266607 | 7 | 08/01/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Bruce Malcolm Averback | 705997 | 4 | 06/14/2016 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Jon Keith Stucker | 1094241 | 3 | 04/18/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Kulback Simon | 2923912 | 7 | 01/26/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce Malcolm Averback | 705997 | 4 | 01/26/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Louis Rozema | 703960 | 4 | 10/02/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |