Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thurston Springer Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Katharine Wilson Dudley | 6437889 | 1 | 09/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul William Murans | 3266607 | 8 | 08/23/2019 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Matthew Mark Reynolds | 4077413 | 1 | 08/01/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark William Damer | 1787015 | 2 | 07/02/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeannette Ann Adcock | 1432053 | 15 | 06/18/2019 | Customer Dispute | Settled | $2,752.32 | $0.00 | See FINRA Report |
| Bruce Malcolm Averback | 705997 | 4 | 04/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeannette Ann Adcock | 1432053 | 15 | 04/09/2019 | Customer Dispute | Denied | $11,335.30 | $0.00 | See FINRA Report |
| Joshua Kulback Simon | 2923912 | 5 | 04/09/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thompson Sylvester Phillips | 843039 | 2 | 03/25/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tonya Rene' Wright | 4146466 | 1 | 01/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |