Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thurston Springer Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tania Lashae Smith | 5208859 | 9 | 05/18/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Lashae Smith | 5208859 | 9 | 04/22/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Tania Lashae Smith | 5208859 | 9 | 04/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark William Damer | 1787015 | 2 | 10/20/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Tania Lashae Smith | 5208859 | 9 | 08/17/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Philip E Lavelle | 2778584 | 1 | 07/14/2020 | Customer Dispute | Closed-No Action | $200,000.00 | $0.00 | See FINRA Report |
| Tania Lashae Smith | 5208859 | 9 | 06/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 06/15/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Noel Trotta | 1300940 | 1 | 05/28/2020 | Customer Dispute | Denied | $54,000.30 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 10/21/2019 | Customer Dispute | Settled | $57,407.50 | $0.00 | See FINRA Report |