Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thurston Springer Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeannette Ann Adcock | 1432053 | 15 | 01/09/2017 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Jean Swan Haas | 5904783 | 1 | 10/26/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul William Murans | 3266607 | 8 | 08/01/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Bruce Malcolm Averback | 705997 | 4 | 06/14/2016 | Customer Dispute | Settled | $110,000.00 | $0.00 | See FINRA Report |
| Joshua Andrew Mazer | 1609648 | 4 | 02/11/2014 | Customer Dispute | Settled | $275,000.00 | $0.00 | See FINRA Report |
| Jeffrey Michael Fratarcangeli | 2703603 | 3 | 01/03/2013 | Customer Dispute | Settled | $527,725.00 | $0.00 | See FINRA Report |
| Lauchlin Vernon Hines | 4613337 | 1 | 02/09/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Damon Conor Page Moran | 3245855 | 1 | 04/13/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradford Cooper Hagerman | 233319 | 4 | 07/06/2006 | Customer Dispute | Settled | $1,475,410.00 | $0.00 | See FINRA Report |
| Nancy Jean Antonelli | 2958720 | 1 | 07/15/2005 | Customer Dispute | Settled | $137,931.00 | $0.00 | See FINRA Report |