Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thurston Springer Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jon Keith Stucker | 1094241 | 3 | 04/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Joshua Andrew Mazer | 1609648 | 4 | 08/28/2007 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Joshua Andrew Mazer | 1609648 | 4 | 10/14/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joshua Andrew Mazer | 1609648 | 4 | 09/05/2002 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Daniel J Cohen | 2224298 | 1 | 11/19/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |