Our Staff has compiled our research into a database of FINRA Broker Disclosures for Thurston Springer Financial. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeannette Ann Adcock | 1432053 | 15 | 11/06/2018 | Customer Dispute | Denied | $71,500.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 09/05/2018 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 07/11/2018 | Customer Dispute | Denied | $388,488.00 | $0.00 | See FINRA Report |
| Paul William Murans | 3266607 | 8 | 03/29/2018 | Customer Dispute | Settled | $700,000.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 02/01/2018 | Customer Dispute | Settled | $29,668.80 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 11/20/2017 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 08/07/2017 | Customer Dispute | Closed-No Action | $28,516.00 | $0.00 | See FINRA Report |
| Thompson Sylvester Phillips | 843039 | 2 | 04/10/2017 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Jeannette Ann Adcock | 1432053 | 15 | 01/09/2017 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| Jean Swan Haas | 5904783 | 1 | 10/26/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |