Our Staff has compiled our research into a database of FINRA Broker Disclosures for Columbia Management Investment Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Sean Kerwin | 5771214 | 1 | 09/04/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Connor James Long | 5940076 | 1 | 09/19/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Mitchell Pelofske | 4986708 | 1 | 09/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |