Our Staff has compiled our research into a database of FINRA Broker Disclosures for Columbia Management Investment Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Sean Kerwin | 5771214 | 1 | 09/04/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timothy William Call | 2277214 | 1 | 12/31/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Connor James Long | 5940076 | 1 | 09/19/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Melvin Javier Feliciano | 5307589 | 1 | 08/25/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin Paul Donner | 6905649 | 2 | 09/04/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Paul Donner | 6905649 | 2 | 06/06/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Mitchell Pelofske | 4986708 | 1 | 09/06/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Charles Nadherny | 1421091 | 1 | 06/24/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Robert Hall | 2569104 | 1 | 02/01/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |