Our Staff has compiled our research into a database of FINRA Broker Disclosures for Amuni Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard Lucian Giffin | 1926905 | 1 | 04/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edward House | 1529637 | 1 | 05/31/2000 | Customer Dispute | Closed-No Action | $80,000.00 | $0.00 | See FINRA Report |
| Larry Jay Furrer | 717583 | 2 | 10/18/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Kevin Donohue | 856777 | 1 | 07/08/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Larry Jay Furrer | 717583 | 2 | 07/24/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |