Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Joseph Mendiola | 2133418 | 2 | 04/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Edward Pinzker | 2525439 | 6 | 04/13/2012 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth William Biebel | 5992829 | 2 | 01/05/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Craig Richard Margolies | 2508047 | 2 | 01/04/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Charlot | 5527482 | 2 | 11/25/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Alan Begley | 1637719 | 3 | 11/14/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Hemant Pal Singh | 1823977 | 3 | 09/22/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Lance Mitchell Kluger | 2834335 | 9 | 08/24/2011 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| David Alan Begley | 1637719 | 3 | 06/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Confrence Godwin Gbaje | 2294268 | 5 | 02/21/2011 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |