Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Edward Pinzker | 2525439 | 6 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Edward Pinzker | 2525439 | 6 | 11/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hemant Pal Singh | 1823977 | 3 | 10/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Louise Gray | 4345891 | 3 | 10/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John William Catalfio | 2092083 | 3 | 10/10/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Sapione | 2273080 | 6 | 09/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neeraj Roy Chaudhary | 5534232 | 5 | 06/21/2014 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Sameer Malik | 4449413 | 1 | 05/06/2014 | Customer Dispute | Withdrawn | $218,000.00 | $0.00 | See FINRA Report |
| Francis Xavier Schiavetti | 862923 | 7 | 01/14/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Gil Sharon | 2450119 | 4 | 09/17/2013 | Customer Dispute | Settled | $127,835.00 | $0.00 | See FINRA Report |