Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Layne Lowell | 1866525 | 1 | 10/14/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicholas Steven Choman | 2408611 | 1 | 09/24/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Michael Russell | 1388143 | 1 | 09/03/2021 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Kenneth William Biebel | 5992829 | 2 | 08/17/2021 | Customer Dispute | Settled | $17,100.20 | $0.00 | See FINRA Report |
| Matt Ward | 2075525 | 3 | 04/09/2021 | Customer Dispute | Settled | $181,685.00 | $0.00 | See FINRA Report |
| Barry A Mills | 839219 | 2 | 07/08/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew Jay Schiff | 5490402 | 1 | 07/06/2020 | Customer Dispute | Withdrawn | $50,000.00 | $0.00 | See FINRA Report |
| Richard William Vincent | 1091826 | 1 | 02/05/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Carmelo John Cataudella | 6147542 | 5 | 10/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jean Pier Suarez | 6329461 | 1 | 09/23/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |