Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Wells van Pelt | 453276 | 1 | 08/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Romano | 4813039 | 1 | 03/30/2023 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Peter Elliot Hirsh | 1226203 | 1 | 01/27/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jean Kelly Coulanges | 7410568 | 1 | 01/27/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Jane Tavel | 2281961 | 1 | 10/17/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven R Bell | 5045605 | 1 | 09/30/2022 | Customer Dispute | Settled | $27,000.00 | $0.00 | See FINRA Report |
| Confrence Godwin Gbaje | 2294268 | 5 | 08/18/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jaskirat Singh Lakhat | 3263838 | 2 | 06/25/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Matthew Devary | 4635875 | 3 | 01/31/2022 | Customer Dispute | Settled | $70,000.00 | $0.00 | See FINRA Report |
| James Matthew Devary | 4635875 | 3 | 01/31/2022 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |