Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Confrence Godwin Gbaje | 2294268 | 5 | 01/21/1997 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Sapione | 2273080 | 6 | 10/29/1996 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| Zeeshan S Ali | 2173121 | 3 | 07/24/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Sapione | 2273080 | 6 | 05/27/1996 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Eric Scott Marzucco | 2853670 | 2 | 03/17/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Joseph Parisio | 707201 | 1 | 11/10/1994 | Customer Dispute | Award / Judgment | $8,145.15 | $8,000.00 | See FINRA Report |
| Thomas Hurst Core | 54184 | 3 | 11/01/1994 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Eric John Logan | 1024869 | 1 | 06/07/1994 | Customer Dispute | Award / Judgment | $0.00 | $442.00 | See FINRA Report |
| Thomas Hurst Core | 54184 | 3 | 06/06/1991 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Scott Marzucco | 2853670 | 2 | 01/15/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |