Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kayvan Karoon | 2142567 | 3 | 11/07/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lance Mitchell Kluger | 2834335 | 9 | 08/30/2002 | Customer Dispute | Denied | $121,011.00 | $0.00 | See FINRA Report |
| Lance Mitchell Kluger | 2834335 | 9 | 07/16/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Barbara Theresa Pasternack | 1228370 | 1 | 06/30/2002 | Customer Dispute | Settled | $301,528.00 | $0.00 | See FINRA Report |
| Vladimir I Gorlinsky | 2786257 | 1 | 01/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Charles Henry Garrido | 1191231 | 2 | 11/20/2001 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Ronald Thomas Orr | 2049006 | 1 | 05/11/2001 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Alejandro Jose Hernandez Baduy | 2558522 | 3 | 03/12/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Raymond Anthony Asmar | 1015260 | 2 | 02/02/2001 | Customer Dispute | Settled | $16,500.00 | $0.00 | See FINRA Report |
| Kayvan Karoon | 2142567 | 3 | 12/31/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |