Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Thomas Tulenko | 2254239 | 2 | 01/12/2006 | Customer Dispute | Award / Judgment | $426,929.00 | $467,000.00 | See FINRA Report |
| Thomas Mazzara | 1294121 | 1 | 06/29/2005 | Customer Dispute | Denied | $17,791.80 | $0.00 | See FINRA Report |
| Zeeshan S Ali | 2173121 | 3 | 04/15/2005 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Lawrence Thomas Tulenko | 2254239 | 2 | 04/11/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Ross Glazer | 2818073 | 6 | 01/28/2005 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Neeraj Roy Chaudhary | 5534232 | 5 | 11/01/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Siddharth Dhawan | 4452006 | 2 | 06/01/2004 | Customer Dispute | Denied | $21,788.00 | $0.00 | See FINRA Report |
| Charles Henry Garrido | 1191231 | 2 | 02/03/2004 | Customer Dispute | Award / Judgment | $1,160,000.00 | $777,062.00 | See FINRA Report |
| Gil Sharon | 2450119 | 4 | 11/19/2003 | Customer Dispute | Denied | $53,000.00 | $0.00 | See FINRA Report |
| Gil Sharon | 2450119 | 4 | 11/05/2003 | Customer Dispute | Denied | $20,362.00 | $0.00 | See FINRA Report |