Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Francis Xavier Schiavetti | 862923 | 7 | 08/20/2007 | Customer Dispute | Withdrawn | $30,000.00 | $0.00 | See FINRA Report |
| Matthew Jon Mason | 2762530 | 1 | 04/27/2007 | Customer Dispute | Denied | $14,911.90 | $0.00 | See FINRA Report |
| Jeffrey Ross Glazer | 2818073 | 6 | 04/23/2007 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Arthur Willard Lewis | 1438899 | 2 | 03/20/2007 | Customer Dispute | Award / Judgment | $1,000,000.00 | $24,883.20 | See FINRA Report |
| Salvatore John Renzo | 2518851 | 3 | 03/19/2007 | Customer Dispute | Denied | $125,000.00 | $0.00 | See FINRA Report |
| Hemant Pal Singh | 1823977 | 3 | 02/08/2007 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Kayvan Karoon | 2142567 | 3 | 12/26/2006 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Neeraj Roy Chaudhary | 5534232 | 5 | 06/08/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Ross Glazer | 2818073 | 6 | 06/05/2006 | Customer Dispute | Denied | $106,423.00 | $0.00 | See FINRA Report |
| Jeffrey Ross Glazer | 2818073 | 6 | 05/30/2006 | Customer Dispute | Denied | $156,043.00 | $0.00 | See FINRA Report |