Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Peter John Murphy | 1104802 | 1 | 06/15/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Raffaele Gambardella | 2448073 | 1 | 09/20/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Hurst Core | 54184 | 3 | 10/14/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Zeeshan S Ali | 2173121 | 3 | 09/09/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Zeeshan S Ali | 2173121 | 3 | 07/24/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Hurst Core | 54184 | 3 | 11/01/1994 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Hurst Core | 54184 | 3 | 06/06/1991 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Peter David Schiff | 1759484 | 2 | 03/07/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Crompton | 1816505 | 1 | 08/07/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mary Grace Fischetti | 208406 | 2 | 05/23/1980 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |