Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Richard Margolies | 2508047 | 2 | 09/10/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Willard Lewis | 1438899 | 2 | 07/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Auletti | 2275004 | 1 | 11/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Keith Dietz | 731241 | 6 | 07/08/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garry Bale | 4536939 | 1 | 07/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Sapione | 2273080 | 7 | 02/25/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Jose Hernandez Baduy | 2558522 | 4 | 11/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John William Catalfio | 2092083 | 4 | 09/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mike John Masunas | 2359328 | 2 | 01/07/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Richard Margolies | 2508047 | 2 | 01/04/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |