Our Staff has compiled our research into a database of FINRA Broker Disclosures for A.G.P. / Alliance Global Partners. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kayvan Karoon | 2142567 | 3 | 11/07/2002 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Lance Mitchell Kluger | 2834335 | 9 | 08/30/2002 | Customer Dispute | Denied | $121,011.00 | $0.00 | See FINRA Report |
| Lance Mitchell Kluger | 2834335 | 9 | 07/16/2002 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Vladimir I Gorlinsky | 2786257 | 1 | 01/18/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Salvatore John Renzo | 2518851 | 3 | 04/24/2000 | Customer Dispute | Denied | $8,671.87 | $0.00 | See FINRA Report |
| Richard Keith Newman | 2273904 | 2 | 07/26/1999 | Customer Dispute | Denied | $90,114.00 | $0.00 | See FINRA Report |
| Confrence Godwin Gbaje | 2294268 | 5 | 02/23/1998 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |