Our Staff has compiled our research into a database of FINRA Broker Disclosures for T. Rowe Price Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Ireland | 6715489 | 1 | 02/26/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam J Snyder | 7535918 | 3 | 08/10/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam J Snyder | 7535918 | 3 | 08/10/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Adam J Snyder | 7535918 | 3 | 06/14/2010 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian Francisco Medina | 2819495 | 1 | 05/06/2010 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Timothy Justin Laughlin | 2447790 | 2 | 11/10/2009 | Customer Dispute | Award / Judgment | $103,800.00 | $0.00 | See FINRA Report |
| Mark Alex Scarborough | 4811376 | 1 | 11/05/2009 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joel Clever | 2049370 | 1 | 07/29/2009 | Customer Dispute | Denied | $150,000.00 | $0.00 | See FINRA Report |
| Timothy Justin Laughlin | 2447790 | 2 | 01/24/2008 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Robert Arnold Skaare | 2775889 | 1 | 11/07/2007 | Customer Dispute | Denied | $56,000.00 | $0.00 | See FINRA Report |