Our Staff has compiled our research into a database of FINRA Broker Disclosures for T. Rowe Price Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexandra Monique Zannino | 5981427 | 6 | 07/09/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sherise Latonya Neely | 6589058 | 1 | 02/20/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Whitney Sharde Code | 6277060 | 1 | 02/12/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jerome Schuler | 7069131 | 1 | 02/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Gareth Chatterton | 5535634 | 1 | 01/31/2020 | Customer Dispute | Denied | $832,990.00 | $0.00 | See FINRA Report |
| August Adam Goins | 3201262 | 1 | 10/14/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Randall | 7561783 | 1 | 10/02/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Keishenda Maxwell | 7373315 | 2 | 10/02/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alexandra Monique Zannino | 5981427 | 6 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alexandra Monique Zannino | 5981427 | 6 | 05/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |